● Active Effective: January 1, 2026 Next Review: January 1, 2027 Owner: Office of Corporate Compliance

Non-Retaliation Policy

Aevum Zenth Conglomerate is committed to fostering a culture of integrity, transparency, and psychological safety. This policy prohibits retaliation against any individual who acts in good faith to report concerns, participate in investigations, or exercise their legal rights.

✅ Acknowledge Receipt

1. Purpose

The purpose of this policy is to establish a clear, zero-tolerance standard against retaliation within Aevum Zenth Conglomerate and all affiliated entities. We recognize that employees, contractors, and partners must feel safe reporting misconduct, raising ethical concerns, or cooperating with investigations without fear of adverse consequences. This policy supports our broader Code of Conduct, Anti-Harassment Policy, and Whistleblower Protection framework.

2. Scope & Applicability

This policy applies universally across Aevum Zenth Conglomerate, including but not limited to:

  • All full-time, part-time, temporary, and seasonal employees
  • Independent contractors, consultants, and agency staff
  • Board members, executives, and officers
  • Third-party vendors, suppliers, and joint venture partners acting on our behalf
  • All subsidiaries, divisions, and regional operations globally

Violations of this policy will be addressed regardless of rank, tenure, or location.

3. Policy Statement

Aevum Zenth strictly prohibits retaliation against any individual who, in good faith: reports suspected or actual violations of law, policy, or ethical standards; refuses to participate in unlawful or unethical conduct; cooperates in internal or external investigations; exercises statutory rights; or requests reasonable accommodations.

Retaliation undermines organizational integrity, discourages transparency, and may expose the company to legal and reputational risk. We are committed to addressing concerns promptly, fairly, and confidentially.

4. Protected Activities

The following activities are expressly protected under this policy:

  1. Filing or assisting with a complaint regarding harassment, discrimination, safety violations, financial misconduct, data breaches, or ethical breaches
  2. Cooperating with internal audits, compliance investigations, regulatory inquiries, or law enforcement proceedings
  3. Refusing to follow instructions that violate applicable laws, company policies, or professional standards
  4. Exercising rights under employment law, labor regulations, leave entitlements, or disability accommodations
  5. Requesting payroll, benefits, or workplace adjustments required by law or company policy

Protection applies even if an investigation later determines that no violation occurred, provided the report was made in good faith.

5. Definition of Retaliation

Retaliation includes any adverse action, intimidation, or hostile behavior taken against an individual because they engaged in a protected activity. Examples include, but are not limited to:

  • Termination, demotion, suspension, or denial of promotion/raise
  • Unjustified performance criticisms, negative reviews, or disciplinary action
  • Changes to work schedule, location, duties, or reporting structure without business justification
  • Exclusion from meetings, projects, communications, or professional development
  • Harassment, threats, isolation, or creating a hostile work environment
  • Interference with benefits, compensation, or contractual terms

6. Reporting Mechanisms

Individuals who believe they have experienced retaliation may report concerns through any of the following channels:

  • Global Compliance Hotline: 24/7 multilingual service (phone & web)
  • Direct Email: compliance@aevmuzenth.global
  • People Operations: Local HR business partners
  • Chain of Command: Skip-level manager or divisional leader
  • Anonymous Reporting: Available through our third-party ethics portal

Reports may be submitted verbally or in writing. All channels are monitored by trained compliance professionals.

7. Investigation & Confidentiality

All retaliation allegations will be investigated promptly, impartially, and thoroughly by the Office of Corporate Compliance or an independent third party. Investigative steps may include interviews, document review, data analysis, and witness assessments.

Confidentiality: Aevum Zenth will maintain confidentiality to the fullest extent permitted by law and operational necessity. Information will be shared only on a need-to-know basis with investigators, legal counsel, and affected parties.

Complainants will receive appropriate updates regarding case status, and outcomes will be documented in accordance with retention policies.

8. Disciplinary Action

Employees or agents found to have engaged in retaliation will be subject to disciplinary action, up to and including termination of employment or contract. Disciplinary measures will be proportionate to the severity, frequency, and impact of the conduct, and will not be waived due to seniority or performance history.

9. Exceptions & Limitations

This policy does not protect individuals who:

  • Make reports maliciously, knowingly with false information, or with intent to harm
  • Abuse reporting channels for personal gain, harassment, or competitive advantage
  • Violate confidentiality obligations by disclosing sensitive investigation details to unauthorized parties

Legitimate business decisions (e.g., restructuring, performance-based actions) taken independently of protected activity are not considered retaliation, provided they follow established HR protocols and documentation standards.

10. Policy Administration

This policy is administered by the Office of Corporate Compliance, reporting directly to the Chief Compliance Officer and the Audit Committee of the Board of Directors. The policy will be reviewed annually or following significant regulatory, organizational, or legal changes.

All personnel are required to acknowledge receipt and understanding of this policy during onboarding and annually thereafter.

Contact & Support

Office of Corporate Compliance
Zenth Tower, Level 42 | Neo Geneva, 1202
Phone: +41 22 700 0800 | Email: compliance@aevmuzenth.global

For immediate assistance or anonymous reporting, visit our 24/7 Ethics Portal.

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